Compliance Officer (trading Floor) Job Details
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| Compliance Officer (trading Floor) (Ref: 090724-KD-21) |
| Sector, Sub Sector: |
Global Corporation
|
| Compliance Type: |
Credit
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| Expertise: |
-
|
| Company: |
Credit Suisse
|
| Location: |
London
Europe
|
| Employment Type: |
Permanent
|
| Job Description: |
Job Description
To provide compliance support and advice within the Securities Compliance department in London.
Specifically to:
Provide compliance support to European FI Coverage; Financial Institutions Solutions Group; Credit Sales and Trading, FI Syndicate, FIG & FIPS, RMBS, Strategic Transactions Group and GMAG.
Interpret and provide advice on applicable rules, regulations, policies and procedures.
Provide regular training to the business areas covered.
Conduct daily trade surveillance and follow up exceptions identified.
Conduct periodic reviews to ensure compliance with relevant regulatory and exchange requirements and internal policies and procedures.
Investigate and respond to regulatory enquiries.
You will need:
Education
Essential: Educated to graduate level.
Desirable: Relevant professional or industry qualification.
Work Experience
Essential: Relevant previous experience in the financial services industry, at an investment bank, regulator or exchange.
Technical business skills
Essential: Good oral, written and presentation skills, thorough and methodical approach, exercises sound judgement. Knowledge of FSA / exchange rules and regulations.
Desirable: Minimum 1 year’s compliance experience of related products
Personal Qualities
You need to be robust, not afraid of a challenge and be a hard worker who wants to learn and gives 100%.
Right place, perfect opportunity
www.credit-suisse.com/careers
Credit Suisse is an Equal Opportunity Employer and does not discriminate in its employment decisions on the basis of any protected category.
To the extent permitted or required by applicable law, a candidate who is offered employment will be subject to a criminal record check and other background checks before the appointment is confirmed.
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| Job Ref No: |
090724-KD-21
|
