Compliance Director-Product-10003811 Job Details
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| Compliance Director-Product-10003811 (Ref: 100226-KD-04) |
| Sector, Sub Sector: |
Capital Markets
|
| Compliance Type: |
Regulatory/Compliance
|
| Expertise: |
-
|
| Company: |
Citigroup
|
| Location: |
Jersey City
Americas, United States
|
| Employment Type: |
Permanent
|
| Job Description: |
Description
* Lead a team of people in reviewing communications pieces for Citi Private Bank.
* Develop a global approach to reviewing and approving material. This will require coordination across all regions and business lines.
* Streamline current process to eliminate duplication.
* Work with the business to develop a more professional approach to material preparation and review.
* Train existing in business supervisors on the "rules of the road".
* Help establish a central review unit that would have a global reach across product lines.
* Participate in review process for the New Product Committee and annual product program review.
Qualifications
A qualified candidate would have 5-7 years of hands on communications review and 10+ of industry experience. Must have an in-depth knowledge of FINRA and SEC regulation dealing with communications guidelines. Must have a strong knowledge of various products including Alternative Investments, Structured Products, Municipal Securities, Banking Services, Options, Commodities, Equities and Fixed Income. Must be organized. Must have strong communications skills and be able to work closely with senior management.
|
| Job Ref No: |
100226-KD-04
|
