| Job Description: |
Job Description
•Assist the Equity and Fixed Income Research, Investment Banking, Private Equity and Capital Markets departments in dealing with compliance related issues and preserving the Information Barriers.
•Maintain the Watch and Restricted Lists (i.e., obtaining updates from Investment Banking and Capital Markets personnel).
•Review Equity and Fixed Income Research reports for potential conflicts with the Watch and Restricted Lists.
•Review Equity Research for compliance with quiet periods (e.g., IPO, Secondary and Lock-Up expirations).
•Develop and present Annual Compliance training for Equity Research, Fixed Income Research and Investment Banking department.
•Chaperone interactions between Investment Banking/Capital Markets and Equity Research personnel for compliance with various research-related regulatory rules including the Global Research Settlement.
•Required hourly shifts and/or coverage are from 8:00 a.m.- 6:00 p.m. OR 9:00 a.m.- 7:00 p.m. (Hours cannot be "made up" outside of prescribed hours)
Qualifications:
•2+ years Control Room industry related experience
•BA/BS with a minimum of 3+ years relevant experience, or equivalent in a fast paced, dynamic culture.
•Ability to handle confidential information and matters with discretion.
•Flexibility and experience to manage multiple, high priority tasks and adjust to shifting priorities, while meeting deadlines.
•Extremely detailed oriented, with strong follow-up.
•Ability to work independently and interact with all levels of management in a professional and positive manner
•Strong interpersonal, communication and presentation skills.
•Strong analytical and process management skills.
Proficiency in Microsoft Office products (Word, Excel, Outlook & PowerPoint) and the ability to quickly learn other computer applications).
Company Profile:
As one of the world's leading financial services group, Credit Suisse provides its clients with investment banking, private banking and asset management services worldwide. Founded in 1856, Credit Suisse has a long tradition of meeting the complex financial needs of a wide range of clients, offering advisory services, comprehensive solutions and innovative products to companies, institutional clients and high-net-worth private clients globally. The Credit Suisse Group is active in over 50 countries and employs approximately 40,000 people. Further information can be found at www.credit-suisse.com.
Cultural diversity is essential to our success. As such, we employ people from more than 100 countries. Credit Suisse empowers employees to work openly and respectfully with each other and with clients, ultimately striving to deliver superior results while offering initiatives and programs to assist employees achieve a healthy work-life balance.
Right place, perfect opportunity
www.credit-suisse.com/careers
Credit Suisse is an Equal Opportunity Employer and does not discriminate in its employment decisions on the basis of any protected category.
To the extent permitted or required by applicable law, a candidate who is offered employment will be subject to a criminal record check and other background checks before the appointment is confirmed.
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