| Job Description: |
Description
Citi, the leading global financial services company, has some 200 million customer accounts and does business in more than 100 countries, providing consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, and wealth management.
As a member of the Canada Compliance & Control team, this position is responsible for advising business partners on compliance requirements, establishment of procedures and staff training. While fully knowledgeable in area of expertise and qualified to provide approvals on marketing materials, account opening documents, customer complaint responses etc., will refer complex problems to Compliance management.
Essential Responsibilities:
· Contribute to the development and execution of the annual Compliance Plan for area of accountability
· Perform surveillance activities, monitoring and testing to ensure compliance with regulatory and
corporate policy requirements. Analyze results and make recommendations or independently take
appropriate actions.
· Support the Compliance & Control Officer in the development and maintenance of effective and
efficient compliance programs, partnering with other support groups such as legal, operations,
technology and risk management to achieve effective processes and controls
· Provide Compliance approval to the business area(s) supported for marketing materials, account
opening documents and KYC, policy and procedures, etc.
· Provide support to business partners and Country Compliance & Control in the management of
examinations by Regulators and internal audit (ARR)
· Develop and deliver compliance training to and respond to inquiries from employees in the business
areas supported
· Working with the Regulatory Affairs Officer, interpret and analyze regulatory changes and work with
business partners to ensure policies and procedures reflect new requirements
· Design and prepare management information reports for Compliance & Control management
· Take appropriate actions to remediate cases of non-compliance and to mitigate further non-compliance
· Occasionally perform functions outside the normal scope of the job when needed to support the
mandate and objectives of the Country Compliance and Control Office.
Specific Responsibilities - Global Transaction Services (GTS):
· Provide first line compliance support to the Canadian GTS business areas, specifically
Fund Serves, Direct Clearing and Custody, Global Custody, Trade and Finance, and Cash Management.
· Act as the Deputy Privacy Officer for GTS businesses
· Investigate and respond to complaints related to privacy and other regulatory matters or received by the
Citibank Canada or Citi Trust Company Canada Ombudsman
Qualifications
Requirements:
· Bachelor's Degree
· At least 3 years work experience in a financial institution, preferably in a compliance, legal or audit role
· Solid understanding of statutory and regulatory obligations governing financial organizations in Canada
· Excellent interpersonal skills - comfortable working directly with business partners at all levels
· Proven project management skills and exceptional attention to detail
· Well organized and comfortable functioning in a complex environment with minimal supervision
· Strong team player with excellent verbal and written communication skills
· Proficient in Microsoft Office applications and able to learn and apply new technology quickly
· Impeccable personal and professional integrity
We thank all candidates for their interest, however, only those candidates under consideration will be contacted. Citibank Canada is an equal opportunity employer. Accordingly, we will make reasonable accommodations to respond to the needs of people with disabilities. Individuals who view themselves as Aboriginals, members of visible minorities, and disabled are encouraged to apply in confidence.
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