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| Private Wealth Management Compliance Officer (Ref: 22944) | |
| Sector, Sub Sector: | Other |
| Compliance Type: | Regulatory/Compliance |
| Expertise: | - |
| Company: | Deutsche Bank |
| Location: | New York Americas, United States |
| Employment Type: | Permanent |
| Job Description: |
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. We’re committed to being the best financial services provider in the world, balancing passion with precision to deliver superior solutions for our clients. This is made possible by our people: agile minds, able to see beyond the obvious and act effectively in an ever-changing global business landscape. As you’ll discover, our culture supports this. Diverse, international and shaped by a variety of different perspectives, we’re driven by a shared sense of purpose. At every level agile thinking is nurtured. And at every level agile minds are rewarded with competitive pay, support and opportunities to excel. About Legal, Risk & Capital In an ever-changing financial landscape, the role of Legal, Risk & Capital has never been more important. Deutsche Bank is exposed to a number of risks on a daily basis. These range from credit losses, market price volatility and operational failures to liquidity shortages and regulatory and legal matters. Legal, Risk & Capital is charged with identifying, aggregating, managing and mitigating these risks. We are made up of Compliance, Corporate Security & Business Continuity, Credit Risk Management, Legal, Market Risk Management, Operational Risk Management & Risk Analytics and Instruments, Treasury, and our Chief Operating Office. Legal, Risk & Capital is continually providing new solutions as we keep pace with increasingly complex financial products and ever-changing market dynamics. We place a strong emphasis on specialized training and education. This allows our people to develop the necessary skills to grow and succeed. Compliance Officer Private Wealth Management, Advisory Compliance AVP or VP level Job responsibilities include: Advise private bank staff to achieve compliance with all federal and state consumer banking (deposit and lending) regulations in day-to-day activities, in particular, Federal lending regulations: ECOA, HMDA, TILA, RESPA, FCRA, FHA, Fair Lending, National Flood Insurance, UDAP, 23A and 23B, Anti-Tying, Regulation O and U - Margin Lending, and Federal deposit regulations D - Reserve Requirements, Electronic Funds Transfer, Funds Availability, Truth-in-Savings, and Safe Deposit Boxes and Escheatment. Review and maintain all private banking Compliance deposit and lending policies and procedures and assist the business in creating its own policies and procedures. Provide guidance on the requirements for internal and external marketing materials Provide Compliance oversight of 280 Park Avenue Branch Conduct annual consumer banking regulatory compliance training for all private banking staff in federal consumer banking regulations Liaise with all federal and state regulators Advise Board of Directors of OCC nationally-chartered bank on all compliance matters Coordinate and manage the Federal Reserve Bank of New York and New York State Department of Banking consumer compliance audit and OCC examinations of the deposit and lending departments Requirements: Bachelor's degree required 5+ years of experience in a compliance function of a large financial services firm, specifically private banking, consumer banking or wealth management Understanding of the mortgage lending business as it relates to high net worth individuals Demonstrated knowledge of bank regulations and their application to compliance programs (e.g., via policies, procedures and training) Excellent oral and written communication skills Ability to project confidence and professional in all dealings with business personnel. |
| Job Ref No: | 22944 |
