FEATURED JOBS
- Consultant Regional Risk & Compliance(Retail)(PP)
Absa Bank
Africa / Middle East, Africa, South Africa
- NABConnect Team Member - eChannel Servicing Technical Support Specialist
National Australia Bank
Oceania, Australia
- Director, Compliance Review and Mediation Unit (CRMU)
African Development Bank
Africa / Middle East, Africa, Tunisia
Popular Searches
RESOURCES
Analyst- Compliance, Regulatory Exam Inquiries Coo Job Details
<< Back
Vacancy has expired
Show me jobs like this one
| Analyst- Compliance, Regulatory Exam Inquiries Coo (Ref: 24357) | |
| Sector, Sub Sector: | Other |
| Compliance Type: | Regulatory/Compliance |
| Expertise: | - |
| Company: | Deutsche Bank |
| Location: | Jacksonville Americas, United States |
| Employment Type: | Permanent |
| Job Description: |
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. We’re committed to being the best financial services provider in the world, balancing passion with precision to deliver superior solutions for our clients. This is made possible by our people: agile minds, able to see beyond the obvious and act effectively in an ever-changing global business landscape. As you’ll discover, our culture supports this. Diverse, international and shaped by a variety of different perspectives, we’re driven by a shared sense of purpose. At every level agile thinking is nurtured. And at every level agile minds are rewarded with competitive pay, support and opportunities to excel. Analyst- Compliance, Regulatory Exam Inquiries Coordinator Duties and Responsibilities: Respond to Securities Transaction (Blue Sheet) requests from various regulatory agencies Respond to regulatory requests for new account documentation, customer confirms, statements and related account information Respond to regulatory requests concerning allocation of new syndicate issues by DBSI, including account and share information, and syndicate distribution through both Global Markets and Deutsche Bank Alex Brown Respond to investment banking chronologies by interacting with Control Room Personnel, Senior Regulatory Personnel (NY), and Investment Banking Personnel in order to be able to construct deal time lines and to provide investment related research information Experience Requirements: BA/BS Degree in a Business Field Financial industry experience strongly preferred Proficient with Microsoft Office skills, including Word, Excel, and PowerPoint Organized and able to work independently to complete time sensitive tasks on a consistent basis Thoroughness and attention to detail Ability to work M-F 8 a.m. to 5 p.m., overtime may be required *Deutsche Bank is an Equal Opportunity/Affirmative Action (M/F/D/V) employer.* |
| Job Ref No: | 24357 |
