| Job Description: |
Position Description
Municipal Compliance Analyst
Educational Requirements
BA/BS degree
Job Description
Candidates for this position should have at least 2 years experience within the financial markets. Direct experience with Fixed Income Compliance/Regulatory issues a plus, but not a requirement. A compelling interest in the financial markets and excellent written and oral communication skills are expected. A fast-paced and intense environment requires an aptitude for analyzing and interpreting complex information from multiple sources in a timely manner.
Morgan Stanley Smith Barney, a global leader in wealth management, provides access to a wide range of products and services to individuals, businesses and institutions, including brokerage and investment advisory services, financial and wealth planning, credit and lending, cash management, annuities and insurance, retirement and trust. Morgan Stanley Smith Barney Capital Markets is a global leader in Fixed Income products, providing individuals, corporations, and governments around the world with a wide range of services.
Duties include:
Report directly to Managing Director responsible for the desk as it relates to compliance and administrative functions
Ability to reconcile municipal trades in comparison to both internal and external sources.
Collaborate with traders to analyze and assess trades on a daily basis
Monitor and analyze the effectiveness of current procedures and enact new developments as needed.
Ability to compare values across different fixed income asset classes
Capabilities to document, retain, and reference trade records.
Skills Required
Skills
Outstanding attention to detail and follow-up
Must be a service oriented, team-player eager to assist colleagues and members of the department at all levels
Self-motivated, innovative, hard working individual, who can handle changing priorities and multiple tasks in a timely fashion
Excellent verbal and written communication skills
Diligent and meticulous individual with the ability to “think outside the box”
Strong time management/prioritization skills and solid judgment
Knowledge of Bloomberg, Trace, and other market pricing and valuation tools a plus
|
