FEATURED JOBS
- Senior Account Manager - IB Transaction Solutions (VIC/TAS)
National Australia Bank
Oceania, Australia
Popular Searches
RESOURCES
Internal Auditor, Senior Job Details
<< Back
Vacancy has expired
Show me jobs like this one
| Internal Auditor, Senior (Ref: 2490250) | |
| Sector, Sub Sector: | Other |
| Compliance Type: | Regulatory/Compliance |
| Expertise: | - |
| Company: | Legg Mason |
| Location: | Baltimore , Maryland |
| Employment Type: | - |
| Job Description: |
With a presence in every major financial center across the globe, we are always looking for exceptional professionals who want to shape a rewarding career through intellectual curiosity, leadership and collaboration. If you're passionate about the investment business and about building your future with one of the industry's premier firms, consider the many opportunities at Legg Mason today. Our Internal Audit department is currently seeking a Senior Internal Auditor to serve as a 'pooled' member of the audit team utilized on all types of audit engagements. Specifically, the Senior Internal Auditor plans, performs, and supervises financial, operational, and compliance audits of the company and its subsidiaries to evaluate risk and internal controls, and reasonably determine the accuracy and reliability of significant financial, managerial, and operating information. In addition, the Senior Internal Auditor performs and supervises the testing and evaluation of the effectiveness of key controls identified in Legg Mason's Sarbanes-Oxley Section 404 ('SOX 404') compliance program. The Senior Internal Auditor will assist with various projects as assigned by the Audit Director. Responsibilities: The duties and responsibilities are carried out under the supervision of the Audit Managers and Audit Director. The essential duties and responsibilities include, but are not limited to, the following: * Plan and perform risk assessments to determine the objectives and scope of each assigned audit. Coordinate updates to documentation and review SOX business processes and key controls. Develop audit programs and/or changes to the programs for each assigned audit / SOX testing plan. * Perform detailed audit procedures as set forth in the audit program or SOX testing plan, ensuring that the audit objectives are met. Prepare clear, concise, and well-documented work papers evidencing the testing performed and related results. * Oversee daily audit activities of staff, including reviewing all work papers prepared by the staff. Assist the Audit Managers in monitoring the status of audits. Participate in the staff development by providing training to the staff. * Evaluate the audit results and develop recommendations to address the deficiencies, weaknesses, and areas of concern noted during the performance of the audit. Prepare audit reports for review and approval of the Audit Manager, Audit Director, and Director of Internal Audit. * Conduct planning and exit meetings with the auditees. Effectively communicate with the auditees throughout the course of the audit. * Perform other duties and projects as assigned. Requirements: * Undergraduate and/or graduate degree with concentration in Accounting or Finance * Four years of audit experience, preferably in Financial Services industry, with at least one year at a supervisory level * Experience with Sarbanes Oxley 404 compliance requirements and testing of controls * Strong analytical, oral and written communication skills. * CPA or CIA desirable * Approximately 20-25% Travel Legg Mason offers a competitive salary and comprehensive benefits package which includes medical, dental, vision, 401(k), paid time off, employee stock purchase plan, tuition reimbursement, and much more. EOE |
| Job Ref No: | 2490250 |
