Consultant Regional Risk & Compliance(Retail)(PP) Job Details
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| Consultant Regional Risk & Compliance(Retail)(PP) (Ref: 1352014/31017) |
| Sector, Sub Sector: |
Other
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| Compliance Type: |
Regulatory/Compliance
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| Expertise: |
-
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| Company: |
Absa Bank
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| Location: |
Africa / Middle East, Africa, South Africa
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| Employment Type: |
-
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| Job Description: |
You need to log in before you can view the Recruiter's contact details. PURPOSE OF THE JOB Provide support, guidance and advise within the Sub-Region to ensure that branches comply with the relevant operational, risk, and regulatory compliance processes and procedures. Check that the procedures and controls are embedded in branches within the Sub-Region in a manner that will effectively mitigate the risk RESPONSIBILITIES - Conduct conformance and effectiveness checks in the branches within the sub-region
- Check that the branches comply with the applicable procedures and processes as communicated and that sufficient embedment has occurred
- Analyse the evidence gathered and provide a report to the Branch Manager and Regional Manager
- Ensure that the Branch Manager, Specialist Manager and staff have a clear understanding of the content of the report
- Assist and support the branch to implement existing and new processes and controls to address the non-compliance or risks
- Conduct follow-up checks on the branches to ensure that sustainable corrective actions have been implemented
- Monitor and track the Management Assurance Review results of the branches in the sub-region
- Ensure that reports generated by Head Office, for example the management assurance review common errors
- Monitor and analyse the status on outstanding and faulty securities, FIC or KYC and Sanctions exception listings, Regulatory Compliance training reports
- Evaluate the situation by collecting information and evaluate the information against the appropriate process requirements
- Assist the branch to implement the corrective actions and that risks are minimised
- Monitor and track the results of the branches in the sub-region and provide the Regional Manager with the performance of the sub-region
- Attend Risk Meetings with the regional Business Assurance Consultants of the Province, SMS and Operations and Management Assurance
- Drive a culture of proactive risk and compliance management
- Ensure that processes, control requirements and risk management frameworks that impact the branches are documented and understood
- Engage with managers and staff by guiding and advising them to develop Risk and Control
- Assessments (RCAs) for the function and update at the required intervals
- Provide ad hoc support in respect of day-to-day risk and compliance matters
- Ensure congruent, progressive skill enhancement plan exists for the branches
- Ensure that managers and staff understand the Banks risks, compliance and operational procedures
- Ensure management assurance actions raised in the branches, are adequately closed prior to due dates
COMPETENCIES - Deciding and initiating action
- Working with people
- Persuading and influencing
- Presenting and communicating information
- Writing and reporting
- Analysing
- Planning and organising
- Adapting and responding to change
MINIMUM REQUIREMENTS - National Diploma in IOB or equivalent NQF level 5 qualification or higher
- Five (5 years working experience within a retail banking environment
- Two (2) years supervisory experience
- Two (2) years operation and risk experience
- Proficient in MS Office (Word, Excel, PowerPoint and Outlook) and the Internet
- No criminal record
PREFERRED REQUIREMENTS - Business related B Degree or equivalent NQF level 6 qualification or higher
- Three (3) years experience in a supervisory or managerial role, specifically in operations and risk
- Preference will be given to South African Citizens and Permanent residents of South Africa in possession of proof of permanent resident status
GENERAL - The appointment will be made in line with the Divisional Employment Equity strategy
The ideal candidate will have the following competencies: Ability - conduct conformance and effectiveness checks in the branches within the sub-region
- analyse the evidence gathered and provide a report to the Branch Manager and Regional Manager
- attend Risk Meetings with the regional Business Assurance Consultants of the Province, SMS and Operations and Management Assurance
- ensure that the Branch Manager, Specialist Manager and staff have a clear understanding of the content of the report
- assist and support the branch to implement existing and new processes and controls to address the non-compliance or risks
- ensure management assurance actions raised in the branches, are adequately closed prior to due dates
- provide ad hoc support in respect of day-to-day risk and compliance matters
- engage with managers and staff by guiding and advising them to develop Risk and Control
Experience - verbal and written communication
- presentation
- conflict management
- report writing
Knowledge - compliance system
- risk management
At Absa, we are committed to creating a workplace which provides an opportunity for all employees and potential employees to fully optimise their potential by working for an Employer of Choice. Absa is continually searching for talented individuals to join our team and would like to invite you to apply for vacancies listed on our site that match your skills, qualifications and ambitions.
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| Job Ref No: |
1352014/31017
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