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Archive: Market jobs
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Company Name
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Posted Date
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| Securities Compliance Director (Ref: 100318-KD-19) |
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Europe, UK London | 03/18/2010 |
  
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ROLE SUMMARY:The role of Securities Compliance is to support the Equities and Fixed Income businesses that form part of Credit Suisse’s Investment Banking Division. These businesses comprise the sales, salestrading, trading and structuring desks (across the whole range of equity and fixed income cash and derivative products), Investment Banking Operations...
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| Senior Director of Compliance, Capital Markets (Ref: 202954) |
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Americas, United States McLean | 06/18/2009 |
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Senior Director of Compliance, Capital Markets
Freddie Mac
McLean, VA
At Freddie Mac, you'll play a key role in our nation's economy as you make home possible. A vital component in the secondary mortgage market, Freddie Mac has made home ownership and rental housing more accessible and affordable for more than 50 million...
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| Sr. Compliance/Audit Analyst-23068 (Ref: 090514-KD-28) |
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Americas, United States Dallas | 05/14/2009 |
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Description THE COMPANYFannie Mae exists to expand affordable housing and bring global capital to local communities in order to serve the U.S. housing market. Fannie Mae has a federal charter and operates in America's secondary mortgage market to enhance the liquidity of the mortgage market by providing funds to mortgage bankers...
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| Compliance Officer (AML (Ref: 090508-KD-25) |
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Europe London | 05/08/2009 |
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Job Description This ia a London based role responsible for ensuring the organisation operations are conducted in compliance with ethical business practices, company policies, and legal requirements. They also develop procedures intended to prevent unethical and illegal conduct. May prepare documentation for regulatory authorities.In particular Compliance Officers:- are responsible for...
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| Senior Compliance Officer (Ref: 090508-KD-23) |
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Americas, United States | 05/08/2009 |
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Job Description Role Summary:FID Compliance covers all product areas within Fixed Income Americas, including interest rate products (fx, governments, agencies and derivatives), credit (high yield and investment grade sales, trading, credit derivatives, debt capital markets and loan syndication), emerging markets (sales, trading, structuring, and structured lending), commodities, structured products (sales,...
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| Sr. Compliance Officer- IB Control Room-090017387 (Ref: 090508-KD-06) |
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Americas, United States | 05/08/2009 |
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Job Description* Maintain the firm's Watch and Restricted Lists and coordinate with Control Room colleagues globally. Identify issues that can expose the firm to reputation damage, litigation and/or regulatory risks. * Manage the Information Barriers between Investment Banking, Research, Sales, Trading and Private Banking/PCS departments. Assist in establishing and maintaining Control...
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