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Job Title
Company Name
Location
Posted
Date
Action
Compliance Officer-Control Room (Ref: 100305-KD-17)
Credit Suisse
Europe, UK London 03/04/2010
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The Compliance Team is looking for a Compliance Officer to join the team in London.         ROLE SUMMARY:Working within Research Compliance which is part of the IBD/ Research Compliance and Control Room team providing advisory support to the EMEA Research franchise as well as ensuring the integrity of the Bank’s...
Compliance Officer-Client ID (Ref: 100305-KD-15)
Credit Suisse
Europe, UK London 03/04/2010
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Job Description    The Compliance team is currently looking for an officer to join the team in London.         ROLE SUMMARY:The role of Client ID is to process new UK client relationships across Investment Banking, Private Banking and Asset Management. Specifically, Client ID analysts verify the identity of prospective new clients...
Senior Compliance Officer-AML-10005256 (Ref: 100305-KD-03)
Citigroup
Americas, United States Long Island City 03/04/2010
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Description     *      Manage a team of AML Analysts conducting investigations according to internal Citi AML procedures and process .    *      Oversee the appropriate collection and examination of financial statements and documents to assist in identifying unusual transaction patterns.    *      Conduct research over available Bank systems, the Internet and Databases consistent...
Compliance Officer-Client ID (Ref: 100226-KD-17)
Credit Suisse
Europe, UK London 02/25/2010
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Job Description    The Compliance team is currently looking for an officer to join the team in London.         ROLE SUMMARY:The role of Client ID is to process new UK client relationships across Investment Banking, Private Banking and Asset Management. Specifically, Client ID analysts verify the identity of prospective new clients...
Compliance Officer-Control Room (Ref: 100226-KD-16)
Credit Suisse
Europe, UK London 02/25/2010
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The Compliance Team is looking for a Compliance Officer to join the team in London.         ROLE SUMMARY:Working within Research Compliance which is part of the IBD/ Research Compliance and Control Room team providing advisory support to the EMEA Research franchise as well as ensuring the integrity of the Bank’s...
Legal & Compliance - Vice President/Executive Director - Head of Compliance-100010308 (Ref: 100219-KD-30)
JP Morgan Chase
Asia / Pacific, North Korea 02/18/2010
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Job DescriptionHave overall responsibility as the registered Compliance Officer of Record under the Korean financial regulations for the management and implementation of compliance system under Korean laws and regulations and internal JPMorgan policies. Advisory    * Be familiar with local laws and regulations for relevant business lines, i.e. cash equities, equity research,...
Compliance Officer-Control Room (Ref: 100219-KD-17)
Credit Suisse
Europe, UK London 02/18/2010
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The Compliance Team is looking for a Compliance Officer to join the team in London.         ROLE SUMMARY:Working within Research Compliance which is part of the IBD/ Research Compliance and Control Room team providing advisory support to the EMEA Research franchise as well as ensuring the integrity of the Bank’s...
Compliance Officer-Client ID (Ref: 100219-KD-14)
Credit Suisse
Europe, UK London 02/18/2010
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Job Description    The Compliance team is currently looking for an officer to join the team in London.         ROLE SUMMARY:The role of Client ID is to process new UK client relationships across Investment Banking, Private Banking and Asset Management. Specifically, Client ID analysts verify the identity of prospective new clients...
Manager - Service Management & Compliance-10001089 (Ref: 100219-KD-10)
Citigroup
Oceania, Australia 02/18/2010
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Description Strategic Intent This  role is responsible for strategic planning and delivery of Data & MIS for GCG Decision Management group. The key objective of the role will be manage execution and delivery of data and MIS work from our offshore unit in Manila. Within the Service Management role, a major success factor...
Sec Processing Lead Analyst - Risk & Compliance-10003379 (Ref: 100219-KD-01)
Citigroup
Americas, United States Tampa 02/18/2010
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Description The Operational Readiness and UAT Lead Analyst responsibilities will include:    * Implement a "Best Practice UAT and Operational Readiness model for Global Securities Fund Services    * Develop UAT and Operational Readiness Plans for Securities Business Initiatives.    * Manage testing initiatives related to offshore testing utilities based on priority management.    *...

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