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- Risk Assurance - Government & Public Sector - Information Security - Senior Associate
Pricewaterhousecooper
Europe, UK
- Risk Assurance - Government & Public Sector - Information Security - Senior Manager
Pricewaterhousecooper
Europe, UK
- Senior Account Manager - IB Transaction Solutions (VIC/TAS)
National Australia Bank
Oceania, Australia
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Archive: commodities compliance Jobs
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Job Title |
Company Name |
Location |
Posted Date |
Action |
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| HK - CPB - Investment Lab Analyst (Ref: 11021774) |
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Asia / Pacific, Hong Kong Hong Kong | 06/04/2011 |
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The majority of work focuses on investment advice and recommendations for clients with varying circumstances. After consultation with bankers and clients, it is our role to create investment solutions for clients. The solutions are very quantitative in nature and require the mastery of advanced statistical properties of asset classes. The...
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| Assistant Officer, Negotiation (Ref: 11021553) |
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Europe, UK Belfast | 06/02/2011 |
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Job Purpose: This position offers a legal professional the opportunity to work on a range capital markets products (including, but not limited to, structured fixed income and equity linked products (both private placement and public offers) for retail distribution throughout EMEA. The role is that of reviewer and approver of capital markets...
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| Transactor Consumer & Private Bank (Ref: 10007020) |
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Europe, UK Belfast | 05/28/2011 |
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Job Purpose: This position offers a legal professional the opportunity to work on a range capital markets products (including, but not limited to, structured fixed income and equity linked products (both private placement and public offers) for retail distribution throughout EMEA. The role is that of reviewer and approver of capital markets...
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| Tax Lead Analyst (Ref: 11019017) |
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Europe, UK London | 05/18/2011 |
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Job Purpose: Providing tax support to the Institutional Client Group (ICG) mainly focusing on capital markets businesses, e.g equities, fixed income, currency and commodities. This position will report directly into the deputy head of tax (Managing Director) but will be managed on a day to day basis by the SVP that leads...
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| Vice President, Principle Finance (Ref: GLFI-PFE) |
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United Kingdom | 05/17/2011 |
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Company Profile Société Générale Corporate & Investment Bank is a leading player with 12,000 professionals in over 40 countries across Europe, the Americas and Asia-Pacific. SG CIB tailors solutions for issuers and investors by capitalising on its worldwide expertise in investment banking, global finance, and global markets. The...
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| AP Markets Surveillance Group Head (COE Compliance) (Ref: 11010224) |
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Asia / Pacific, Philippines Manila | 05/11/2011 |
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AP Markets Surveillance Group HeadICG Asia Pacific - Compliance COELevel: VP (U) Position Objective:Plan, direct and oversee the overall development and execution of the Information Barrier surveillance and Markets Surveillance programs across Asia Pacific and mitigate escalated issues or risks in the regionPrincipal Responsibilities:Provide strategic and tactical planning for the group...
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| EMEA Compliance Review Officer - VP - Based in London (Ref: 110037693) |
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Europe, UK London | 05/06/2011 |
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EMEA Compliance Review Officer - VP - Based in London Department: EMEA Investment Bank Compliance Department supports the JPMorgan group's investment banking and treasury and securities services operations in the region. The department is responsible for: (i.) interpreting financial regulations; (ii.) advising management in the development of policies and procedures;...
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| Senior Attorney - Commodities, Legal & Compliance (Ref: 100081280) |
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Americas, Canada Calgary | 05/06/2011 |
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The Legal and Compliance Department of J.P. Morgan is seeking a highly motivated individual to join its Compliance group supporting J.P.Morgan's Global Commodities Business. The Legal & Compliance group is comprised of professionals who provide support to various U.S. and non-U.S. locations such as New York, London and Singapore, Houston and...
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| Compliance Officer, China Compliance-Shanghai (Ref: 110012876) |
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Asia / Pacific, China Shanghai | 05/06/2011 |
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Business covered ("Business"): Global Emerging Markets ("GEM"), Chief Investment Office ("CIO"), Global Commodities ("GCG") and Debt Capital Markets ("DCM") Reporting to Chief Compliance Officer of LIB , Head of Asia Regional Compliance for Credit & Rates Markets, CIO and Asia Treasury Key Responsibilities:Specific Compliance coverage responsibility for LIB in China [J.P. Morgan Chase...
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| Legal and Compliance - Compliance Officer - Fixed Income - VP - London (Ref: 110010448) |
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Europe, UK London | 05/06/2011 |
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Compliance Manager - Fixed IncomeThe Markets Compliance Team will comprise 20 professionals and is based on the London Equities, Fixed Income and Commodities Trading Floors. The Team is responsible for providing real-team advice and support on regulatory matters to the predominantly London-based EMEA Markets businesses. The Team forms part of...
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