Compliance Jobs in California

Job Title	Company Name	Location	Posted Date
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Analyst, Investment Consulting and Retirement Services (Defined Contribution. Defined Benefit, Endowment, and Foundation plans)6 - 412036 (Ref: 29608)	AON	Los Angeles	03/11/2010
see details hide details This position will be located in L.A. Position Overview Aon Investment Consulting specializes in providing institutional investment management consulting services and is a wholly owned subsidiary of Aon Consulting. Aon Investment Consulting has presence in over 10 offices across the United States. This position will be an integral support role...
Specialist-Consulting-7 - 412067 (Ref: 29265)	AON	Irvine	03/10/2010
see details hide details Aon is a global leader in risk management, insurance and reinsurance brokerage, human capital and management consulting, and outsourcing with more than 43,000 employees in 500 offices in more than 120 countries. We integrate customized services, leverage expertise across industries and apply business knowledge to our clients' strategic goals. Aon...
Senior Compliance Officer-General-10004698 (Ref: 100226-KD-01)	Citigroup	Americas, United States West Sacramento	02/25/2010
see details hide details Description This position will provide compliance oversight of key Operational risk areas, including credit risk and fraud for the small business and consumer segments. This position will help drive those critical initiatives that involve regulatory matters to ensure that there is compliance within these areas and the businesses they impact.Qualifications Minimum 10...
Sales Support Associate -Sacramento : 1000006622 (Ref: 1000006622)	Bank of America	Americas, United States Sacramento	02/09/2010
see details hide details Responsible for supporting the Sales, Client Satisfaction and Fulfillment, and Compliance/Operational processes for one to three GCB Middle Market General Industries, Healthcare-Institutions-Government and/or Business Banking client teams. Position reports to Sales Support Manager. Regularly interacts with clients within the context of the relationship plan, identifies unmet client needs, and supports...
Sacramento Metro Market - Banking Center Manager II - Empire Ranch Banking Center - Folsom, CA : 1000006555 (Ref: 1000006555)	Bank of America	Americas, United States Folsom	02/09/2010
see details hide details A Banking Center Manager II is responsible for leading a team of sales and service professionals to meet and exceed sales goals and service targets. You will be managing a medium to large branch, or two or more smaller branches, typically ten or more associates, and could include a branch...
Mortgage Loan Officer LoanLine - Brea CA : 1000006640 (Ref: 1000006640)	Bank of America	Americas, United States Brea	02/09/2010
see details hide details Works with new and existing clients to provide solutions through lending and companion products that require more complex sales techniques. Work with multiple system applications to navigate enterprise products and recommend profitable solutions from unstructured inbound and outbound sales leads. Skillfully craft lending products with companion products and pricing that...
Financial Solutions Advisor - Santa Barbara, CA : 1000004027 (Ref: 1000004027)	Bank of America	Americas, United States Santa Barbara	02/09/2010
see details hide details The primary role of the Financial Solutions Advisor is to develop new investment business through leads generated from internal partnering. The FSA will identify, profile and meet with clients to review investment goals. The FSA will triage client leads and make referrals to appropriate internal service providers based on client...
Financial Advisor Trainee - Napa, CA : 1000006691 (Ref: 1000006691)	Bank of America	Americas, United States Napa	02/09/2010
see details hide details The Practice Management Development (PMD) role is a training program to develop and prepare future Financial Advisors for a successful new career. The primary focus of the PMD role is to build and enhance client relationships under close supervision of coaches and managers. These client relationships are the base for...
DE Mtg Underwriter - Sacramento : 1000002924 (Ref: 1000002924)	Bank of America	Americas, United States Sacramento	02/09/2010
see details hide details Underwrites residential mortgage loans in accordance with FHA/HUD and internal guidelines ensuring compliance with company and investor standards. Has current in-depth experience and complete knowledge of FHA/VA lending guidelines and understands how those relate to internal and investor guidelines. Able to clearly communicate FHA/VA, corporate, and investor guidelines to customers,...
Assistant Manager- Full Time- Glendora Center- San Gabriel Valley Market- California : 1000006705 (Ref: 1000006705)	Bank of America	Americas, United States Glendora	02/09/2010
see details hide details An Assistant Manager is responsible for assisting and supporting the bank manager in leading a team of sales and service professionals to meet and exceed sales goals and customer satisfaction targets. Your range of duties will vary depending on the branch size and staff, including but not limited to: Directly...