Archive: Compliance Jobs in New York

Job Title	Company Name	Location	Posted Date
Supervisor, Investment Compliance	Franklin Templeton Investments	Americas, United States New York	04/12/2012
see details hide details Franklin Templeton Investments remains a leading global investment management organization for over 60 years thanks to our greatest assets - our employees. With over 8,000 employees working in 30 countries around the world to service over 240 financial products, we offer an exceptional range of diverse career options. Our corporate...
Supervisor - Global Compliance (Ref: 700982)	Franklin Templeton Investments	Americas, United States New York	12/02/2011
see details hide details The Compliance Supervisor represents the Global Investment Advisor Compliance (GIAC) department and serves as the primary point of contact with investment management as well as internal and external customers. The Supervisor ensures that all funds and accounts comply with their respective investment guidelines, regulatory requirements and internal controls. In addition, the Compliance...
Compliance Surveillance Analyst	Bessemer Trust	Americas, United States New York	11/11/2011
see details hide details Description: Work with management to complete the detailed annual examination work associated with the review of client trust accounts throughout the various regions. Assist with client account reviews and draft report results (i.e., Client Account Manager Metrics Reports and Office Review Reports) for review by Chief Compliance Officer. Assist in all phases of...
Director - Sales Practice Compliance (Ref: 50356948)	Babson Capital	Americas, United States New York	10/08/2011
see details hide details Job Summary This position is essential to the success of the organization, particularly as the firm refines its multi-jurisdictional distribution strategy and expands its global presence. The firm's compliance with the sales practice rules and industry standards both in the US and abroad is critical to the firm's industry reputation...
Senior Counterparty Risk Analyst (Ref: 19117)	GMAC Mortgage	Americas, United States New York	07/20/2011
see details hide details The Counterparty Analyst Risk Position is a new position within the Counterparty Risk team. The Counterparty Risk team is responsible for managing counterparty risk for Ally Financial and various subsidiaries. Those responsibilities include establishing, monitoring, and enforcing risk limits that are consistent with the Companys objectives. This position will support...
VP-Counterparty Risk (Ref: 19115)	GMAC Mortgage	Americas, United States New York	07/20/2011
see details hide details The Counterparty Risk Vice President is a newly created role within the Counterparty Risk Management team. The Counterparty Risk team is responsible for managing counterparty risk for Ally Financial and various subsidiaries, and also establishing, monitoring, and enforcing risk limits that are consistent with the companys objectives. The Counterparty Risk...
Sr. Sales Executive - STN Securities (Ref: 10316)	SunGard	Americas, United States New York-340 Madison Ave. US-NJ-Jersey City-545 Washington Blvd. US-IL-Chicago-One South Wacker Dr. US-CA-San Francisco-120 Montgomery	05/12/2011
see details hide details Constantly rising volumes, around-the-clock trading, tighter regulation, emerging markets and fragmented liquidity are challenging the capital markets industry every day. Wherever you operate, you need to capture the best of these new business opportunities in order to maintain your competitive advantage. As your need for global and scalable solutions increases,...
Teller (35 hrs) Philmont (Ref: 99983680)	KeyCorp	Americas, United States PHILMONT	05/12/2011
see details hide details About Key Cleveland-based KeyCorp is one of the nation's largest bank-based financial services companies, with assets of approximately $97 billion. Key companies provide investment management, retail and commercial banking, consumer finance, and investment banking products and services to individuals and companies throughout the United States and, for certain businesses, internationally....
Teller (35hrs) Philmont (Ref: 99983681)	KeyCorp	Americas, United States PHILMONT	05/12/2011
see details hide details About Key Cleveland-based KeyCorp is one of the nation's largest bank-based financial services companies, with assets of approximately $97 billion. Key companies provide investment management, retail and commercial banking, consumer finance, and investment banking products and services to individuals and companies throughout the United States and, for certain businesses, internationally....
Teller (35hrs) Schenectady (Ref: 99983683)	KeyCorp	Americas, United States SCHENECTADY	05/12/2011
see details hide details About Key Cleveland-based KeyCorp is one of the nation's largest bank-based financial services companies, with assets of approximately $97 billion. Key companies provide investment management, retail and commercial banking, consumer finance, and investment banking products and services to individuals and companies throughout the United States and, for certain businesses, internationally....