Archive: compliance risk specialist Jobs in Maryland

Job Title	Company Name	Location	Posted Date
Senior Data Specialist (Ref: 01478)	T. Rowe Price	Americas, United States Owings Mills	04/09/2011
see details hide details PRIMARY PURPOSE OF THE POSITION The Senior Data Specialist gathers and disseminates performance, asset and statistical data through internal and external channels. The role is responsible for responding to informational requests in a timely and accurate manner and supporting standard and ad hoc requests by marketing, client facing and client reporting...
Sr College Savings Associate (Ref: 00833)	T. Rowe Price	Americas, United States Owings Mills	08/17/2010
see details hide details PRIMARY PURPOSE OF THE POSITION The College Savings Specialist is primarily responsible for gathering and disseminating college saving and related information to representatives via e-mail, weekly reports, and presentations. This associate works closely with associates both within and across sites to ensure consistency in training and delivery of information. The College...
GIS Compliance Specialist (Ref: 00809)	T. Rowe Price	Americas, United States Baltimore	08/05/2010
see details hide details PRIMARY PURPOSE OF POSITIONReporting to the GIS Compliance Manager this position will assist in all activities related to the oversight, coordination, and administration of a variety of GIS projects and activities related to applicable Firm (Code of Ethics), regulatory, (SEC), and industry (FINRA) rules, policies, and procedures. The Compliance Specialist...
Financial Advisor Trainee - Bethesda, Ocean City, Easton, Hagerstown, MD : 1000014631 (Ref: 1000014631)	Bank of America	Americas, United States Bethesda, US-MD-Hagerstown, US-MD-Ocean City, US-MD-Easton	07/01/2010
see details hide details The Practice Management Development (PMD) role is a training program to develop and prepare future Financial Advisors for a successful new career. The primary focus of the PMD role is to build and enhance client relationships under close supervision of coaches and managers. These client relationships are the base for...
Financial Advisor Trainee - Frederick, Annapolis, Columbia, Rockville, Salisbury, MD : 1000027417 (Ref: 1000027417)	Bank of America	Americas, United States Frederick, US-MD-Rockville, US-MD-Columbia, US-MD-Annapolis, US-MD-Salisbury	07/01/2010
see details hide details The Practice Management Development (PMD) role is a training program to develop and prepare future Financial Advisors for a successful new career. The primary focus of the PMD role is to build and enhance client relationships under close supervision of coaches and managers. These client relationships are the base for...
Financial Advisor Trainee - Baltimore, MD : 1000036922 (Ref: 1000036922)	Bank of America	Americas, United States Baltimore	07/01/2010
see details hide details The Practice Management Development (PMD) role is a training program to develop and prepare future Financial Advisors for a successful new career. The primary focus of the PMD role is to build and enhance client relationships under close supervision of coaches and managers. These client relationships are the base for...
Mortgage Qa Analyst 3 (Ref: 3365212)	Wachovia	Americas, United States Frederick	04/23/2010
see details hide details Reviews loan documentation, files and/or on-line transactions, individually or in aggregate, to determine if processes and documentation are in compliance with internal company requirements, insurer guidelines, investor requirements, and/or government regulations. Function may cover one or more of the following areas: underwriting, regulatory compliance, fraud, fair lending, and servicing. Examines...
Presentation Specialist (Ref: 00563)	T. Rowe Price	Americas, United States Baltimore	04/22/2010
see details hide details PRIMARY PURPOSE OF THE POSITION The Presentation Specialist is responsible for the ownership of the oversight, production, quality and timeliness of Sales, Client, and Consultant kits within strategies and/or product lines; maintain in-depth knowledge of reporting requirements for these strategies and clients. Provide materials requested by Business Units and validate relevancy...
Investment Compliance Specialist (Ref: 00558)	T. Rowe Price	Americas, United States Baltimore	04/21/2010
see details hide details PRIMARY PURPOSE OF POSITIONThe Investment Compliance Specialist (working in the Systems team) assists with the automation of compliance monitoring within the ITG and Charles River trading/compliance platforms. The incumbent uses their understanding of investment guidelines to identify, recommend, and code compliance restrictions in order to prevent potential compliance breaches and...
Tax - Lead Tax Services Senior Manager (Ref: E10BALTSMGJA083-LTS)	Deloitte	Americas, United States Baltimore	04/16/2010
see details hide details Deloitte is one of the leading professional services organizations in the United States specializing in audit , tax , consulting , and financial advisory services with clients in more than 20 industries. We provide powerful business solutions to some of the world's most well-known and respected companies, including more than 75...