Archive: regulatory oversight manager Jobs in Maryland

Job Title	Company Name	Location	Posted Date
Compliance Officer, Senior (Ref: 2543242)	Legg Mason	Baltimore	05/06/2011
see details hide details As a leading global asset management firm, Legg Mason offers rewarding career opportunities for individuals who share our passion for investing, and our commitment to putting clients first in everything we do. Whether you have industry experience and are seeking new challenges or are just beginning your career, we invite...
Group Leader- Operations - Central Control Group (Ref: 01470)	T. Rowe Price	Americas, United States Owings Mills	04/21/2011
see details hide details PRIMARY PURPOSE OF THE POSITION The position exists to provide oversight and direction that ensures the Transfer Agent is effectively executing controls to minimize exposure to internal and external fraud, ensure customer compliance, mitigate operational risk, and perform accurate and timely regulatory reporting for the TRP mutual funds, the College Savings...
Specialist- Global Investment & Institutional Client Services Cash Management (Ref: 01403)	T. Rowe Price	Americas, United States Baltimore	03/16/2011
see details hide details PRIMARY PURPOSE OF THE POSITION The Cash Management Team is a new middle office department implemented to support the cash management strategy through the development of solid operational support procedures, establishment and maintenance of cash management policies and support of the Cash Investment Team. The Cash Management strategy addresses all aspects...
Finance Leader- Accounts Payable (Ref: 01395)	T. Rowe Price	Americas, United States Baltimore	03/12/2011
see details hide details PRIMARY PURPOSE OF THE POSITIONThis position is responsible for managing the workflow and processes of the Corporate Accounts Payable department as well as direct supervision of Business Analysts and AP (Accounts Payable) Accountants. The incumbent will oversee all AP functions including customer service, quality assurance, process improvements and systems in...
Group Manager- Operations - Control (Ref: 01335)	T. Rowe Price	Americas, United States Owings Mills	02/24/2011
see details hide details PRIMARY PURPOSE OF THE POSITION The Central Control Group Manager leads a team of supervisors and associates by establishing a collaborative environment to provide the best outcome for T. Rowe Price clients, in alignment with enterprise, division and department strategy. The Group Manager identifies, attracts, sponsors, coaches, develops and retains strong,...
Collective Investment Trust Client Service Manager (Ref: 01304)	T. Rowe Price	Americas, United States Owings Mills	02/11/2011
see details hide details PRIMARY PURPOSE OF THE POSITION The Collective Investment Trust Client Service Manager assumes responsibility for and further develops the client service support functions for T. Rowe Price Common Trust Funds clients. Working closely with relationship managers, clients, and internal T. Rowe Price departments to ensure a superior client experience, the position...
Financial Planning & Analysis Manager (Ref: 2502018)	Legg Mason	Baltimore	11/18/2010
see details hide details As a leading global asset management firm, Legg Mason offers rewarding career opportunities for individuals who share our passion for investing, and our commitment to putting clients first in everything we do. Whether you have industry experience and are seeking new challenges or are just beginning your career, we invite...
Lead Manager - IO - Risk Management (Ref: 01046)	T. Rowe Price	Americas, United States Owings Mills	10/30/2010
see details hide details Primary Purpose of the Position:This role is responsibility for developing and directing the division's operational risk and compliance oversight processes. The position is responsible for improving the division's overall risk profile while ensuring alignment with Firm and divisional strategic priorities, global regulatory requirements and client needs. Principal Responsibilities:Operational Risk ManagementSuggests and...
General Manager - Retail Direct (Ref: 00899)	T. Rowe Price	Americas, United States Owings Mills	08/27/2010
see details hide details PRIMARY PURPOSE OF THE POSITION The General Manager of Retail Direct (GM) provides financial oversight of the performance of the Retail Direct business and thought leadership through analytical, managerial, and research support to the Director of Retail Direct regarding strategic analysis and planning, financial operations and administration, risk management and management...
Program Manager, Compliance & Risk Management (Ref: 00887)	T. Rowe Price	Americas, United States Owings Mills	08/19/2010
see details hide details PRIMARY PURPOSE OF THE POSITION The Compliance & Risk Management (CRM) Program Manager leads, directs and consults with business managers throughout BSTO encompassing all investment products serviced regarding the planning, implementation, and monitoring of compliance and risk management requirements identified by BSTO Senior management, Firm-wide Compliance, Legal, Internal Audit and the...