FEATURED JOBS
Popular Searches
RESOURCES
us compliance analyst Jobs in New York
| RSS Feed | ||||
Job Title
|
Company Name
|
Location
|
Posted Date
|
Action |
|---|---|---|---|---|
| Municipal Compliance Analyst (Ref: 100730-KD-17) |
|
Americas, United States | 07/29/2010 |
  
|
 see details
Position DescriptionMunicipal Compliance AnalystEducational RequirementsBA/BS degreeJob DescriptionCandidates for this position should have at least 2 years experience within the financial markets. Direct experience with Fixed Income Compliance/Regulatory issues a plus, but not a requirement. A compelling interest in the financial markets and excellent written and oral communication skills are expected....
|
||||
| Compliance Officer - Community Reinvestment (Ref: 100730-KD-16) |
|
Americas, United States | 07/29/2010 |
|
|
see details
Position DescriptionMorgan Stanley’s Environment, Social Finance and Community Reinvestment (ESFCR) Group coordinates the Firm’s pursuit of business opportunities that deliver both (1) commercial returns and (2) environmental and social returns. Our Community Reinvestment team is dedicated to implementing a first-rate Community Reinvestment program that demonstrates leadership in community development in...
|
||||
| BSA/AML Compliance Analyst (Ref: 100707-KD-12) |
|
Americas, United States | 07/07/2010 |
|
|
see details
Position DescriptionBSA/AML Compliance position based in Midtown.Daily review and analysis of surveillance items flagged as potentially suspicious transactions or exceptions.Assist in the investigation, drafting and filing of Suspicious Activity Reports.Daily review of outgoing wire payment exceptions generated from the Expert Payment System/FX system. Wires will flag for possible matches on...
|
||||
| BSA/AML Compliance Analyst (Ref: 100702-KD-12) |
|
Americas, United States | 07/01/2010 |
|
|
see details
Position DescriptionBSA/AML Compliance position based in Midtown.Daily review and analysis of surveillance items flagged as potentially suspicious transactions or exceptions.Assist in the investigation, drafting and filing of Suspicious Activity Reports.Daily review of outgoing wire payment exceptions generated from the Expert Payment System/FX system. Wires will flag for possible matches on...
|
||||
| Performance Analyst, Collective Investment Funds- Flexible Location : 1000026673 (Ref: 1000026673) |
|
Americas, United States New York | 07/01/2010 |
|
|
see details
Overall Responsibilities • Oversee adherence to investment policy statement. • Work with PM to conduct all aspects involved with managing CIFs (includes both CTFs (a)(1) and CIFs (a)(2) funds) including monitoring the execution of all trades, maintaining investment action plans, monitoring and addressing overdrafts, conducting Reg. 9 investment reviews, and...
|
||||
| Portfolio Manager III, Collective Investment Funds- Flexible Location : 1000026670 (Ref: 1000026670) |
|
Americas, United States New York | 07/01/2010 |
|
|
see details
Role Overview Overall Responsibilities • Oversee completion of and adherence to investment policy statement. • Conduct all aspects involved with managing CIFs (includes both CTFs (a)(1) and CIFs (a)(2) funds), including monitoring the execution of all trades, maintaining investment action plans, monitoring and addressing overdrafts, conducting Reg. 9 investment reviews,...
|
||||
| Senior Equity Compliance Analyst : 1000032683 (Ref: 1000032683) |
|
Americas, United States New York | 07/01/2010 |
|
|
see details
Applies knowledge and expertise of Market Surveillance/Monitoring programs, industry practices within the business group. Independently conducts assigned responsibilities within the context of the business unit compliance program. May manage other associates. The Senior Equity Compliance Analyst will be responsible for: Monitors for adherence with Trading and Sales regulatory rules. Ongoing...
|
||||
| Trade and Supply Chain Complex Fulfillment : 1000035787 (Ref: 1000035787) |
|
Americas, United States New York, US-IL-Chicago, US-MA-Boston | 07/01/2010 |
|
|
see details
In close coordination with Trade Operations, accelerate the revenue ramp of complex deals by overseeing critical, product-related "yes to use" activities. A key focus of this group will be on deals that involve inter-region onboarding of both buyers and supplier (e.g. Supply Chain Finance). Primary responsibility will be on "post-mandated"...
|
||||
| Distribution Team Analyst - New York : 1000037019 (Ref: 1000037019) |
|
Americas, United States New York | 07/01/2010 |
|
|
see details
Distribution Team Analyst will collaborate with internal and external partners including Origination, Marketing & Strategy, Compliance, and third-party fund managers to coordinate projects. Responsibilities include organizing client/Advisor meetings and events, preparing marketing collateral, sales data analysis, and creating presentations for senior management. Requires excellent communication, organization, and interpersonal skills, ability...
|
||||
| Surveillance Analyst : 1000036623 (Ref: 1000036623) |
|
Americas, United States New York | 07/01/2010 |
|
|
see details
Specific Line of Business The Surveillance Analyst role would be primarily responsible for the review and surveillance of complex alerts and exception reports covering structured investments, annuities and life insurance. The position would also require the individual to become involved with additional Sales Practice exception reports and active account reviews...
|
||||
Create job alert using this search criteria
| Pages: |
|
|
