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compliance analyst Jobs in new york
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| Compliance Officer - Community Reinvestment (Ref: 100730-KD-16) |
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Americas, United States | 07/29/2010 |
  
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Position DescriptionMorgan Stanley’s Environment, Social Finance and Community Reinvestment (ESFCR) Group coordinates the Firm’s pursuit of business opportunities that deliver both (1) commercial returns and (2) environmental and social returns. Our Community Reinvestment team is dedicated to implementing a first-rate Community Reinvestment program that demonstrates leadership in community development in...
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| Risk Management Group (Ref: RMG-668725) |
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Sydney | 07/19/2010 |
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Strong prudential management has been a key to Macquarie's success over many years. The Risk Management Group is an independent, centralised unit responsible for assessing and monitoring risks across Macquarie. This includes market and liquidity risk, credit risk, compliance risk and operational risk. Risk Management Group personnel liaise closely with all operating...
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| Legal and Compliance: Analyst - Registration (Ref: 100715-KD-12) |
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Americas, United States Baltimore | 07/15/2010 |
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Position DescriptionJoin Morgan Stanley’s Institutional Regional Processing Center in Baltimore, Maryland. We have an exciting opportunity for a Registration Analyst in our Compliance Department.The Registration Department within the Compliance Department performs all registration-related activities on behalf of Morgan Stanley & Co. Incorporated and its securities professionals. The Group is responsible...
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| Legal and Compliance: Analyst - Registration (Ref: 100707-KD-13) |
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Americas, United States Baltimore | 07/07/2010 |
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Position DescriptionJoin Morgan Stanley’s Institutional Regional Processing Center in Baltimore, Maryland. We have an exciting opportunity for a Registration Analyst in our Compliance Department.The Registration Department within the Compliance Department performs all registration-related activities on behalf of Morgan Stanley & Co. Incorporated and its securities professionals. The Group is responsible...
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| Legal and Compliance: Analyst - Registration (Ref: 100702-KD-14) |
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Americas, United States Baltimore | 07/01/2010 |
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Position DescriptionJoin Morgan Stanley’s Institutional Regional Processing Center in Baltimore, Maryland. We have an exciting opportunity for a Registration Analyst in our Compliance Department.The Registration Department within the Compliance Department performs all registration-related activities on behalf of Morgan Stanley & Co. Incorporated and its securities professionals. The Group is responsible...
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| Product Marketing Manager - GE Energy Storage (Ref: 1198931) |
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Americas, United States Schenectady | 07/01/2010 |
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Develop the marketing plan, including product positioning and messaging that differentiates the products in the market, to generate awareness and leads including key programs and events Work with product management to conduct market research that enables customer-centric, fact-based decision-making Define the specific plans and budgets for selling products and services...
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| Performance Analyst, Collective Investment Funds- Flexible Location : 1000026673 (Ref: 1000026673) |
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Americas, United States New York | 07/01/2010 |
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Overall Responsibilities • Oversee adherence to investment policy statement. • Work with PM to conduct all aspects involved with managing CIFs (includes both CTFs (a)(1) and CIFs (a)(2) funds) including monitoring the execution of all trades, maintaining investment action plans, monitoring and addressing overdrafts, conducting Reg. 9 investment reviews, and...
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| Portfolio Manager III, Collective Investment Funds- Flexible Location : 1000026670 (Ref: 1000026670) |
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Americas, United States New York | 07/01/2010 |
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Role Overview Overall Responsibilities • Oversee completion of and adherence to investment policy statement. • Conduct all aspects involved with managing CIFs (includes both CTFs (a)(1) and CIFs (a)(2) funds), including monitoring the execution of all trades, maintaining investment action plans, monitoring and addressing overdrafts, conducting Reg. 9 investment reviews,...
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| Senior Equity Compliance Analyst : 1000032683 (Ref: 1000032683) |
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Americas, United States New York | 07/01/2010 |
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Applies knowledge and expertise of Market Surveillance/Monitoring programs, industry practices within the business group. Independently conducts assigned responsibilities within the context of the business unit compliance program. May manage other associates. The Senior Equity Compliance Analyst will be responsible for: Monitors for adherence with Trading and Sales regulatory rules. Ongoing...
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| Senior Compensation Consultant, Regulatory Team - Charlotte, NC : 1000034078 (Ref: 1000034078) |
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Americas, United States Charlotte | 07/01/2010 |
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Senior level non-supervisory position or team leader responsible for independently providing high level analytical support to the design and development of complex compensation products that support the strategy for assigned businesses, executives or International clients. Requires deep subject matter expertise. Will directly consult with business managers in the development of...
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