Archive: compliance analyst Jobs in new york

Job Title	Company Name	Location	Posted Date
Supervisor, Investment Compliance	Franklin Templeton Investments	Americas, United States New York	04/12/2012
see details hide details Franklin Templeton Investments remains a leading global investment management organization for over 60 years thanks to our greatest assets - our employees. With over 8,000 employees working in 30 countries around the world to service over 240 financial products, we offer an exceptional range of diverse career options. Our corporate...
Risk & Compliance Analyst, (CFS GAM) Indonesia (Ref: 791144)	Commonwealth Bank	Oceania, Australia Indonesia	01/16/2012
see details hide details Risk and Compliance Analyst First State Investments is the international operation of Colonial First State Global Asset Management (CFS GAM), the asset management business of the Commonwealth Bank of Australia. CFS GAM has funds under management of US$138.8 billion as at 30 September 2011 and is one of the largest asset...
Supervisor - Global Compliance (Ref: 700982)	Franklin Templeton Investments	Americas, United States New York	12/02/2011
see details hide details The Compliance Supervisor represents the Global Investment Advisor Compliance (GIAC) department and serves as the primary point of contact with investment management as well as internal and external customers. The Supervisor ensures that all funds and accounts comply with their respective investment guidelines, regulatory requirements and internal controls. In addition, the Compliance...
Compliance Surveillance Analyst	Bessemer Trust	Americas, United States New York	11/11/2011
see details hide details Description: Work with management to complete the detailed annual examination work associated with the review of client trust accounts throughout the various regions. Assist with client account reviews and draft report results (i.e., Client Account Manager Metrics Reports and Office Review Reports) for review by Chief Compliance Officer. Assist in all phases of...
Senior Counterparty Risk Analyst (Ref: 19117)	GMAC Mortgage	Americas, United States New York	07/20/2011
see details hide details The Counterparty Analyst Risk Position is a new position within the Counterparty Risk team. The Counterparty Risk team is responsible for managing counterparty risk for Ally Financial and various subsidiaries. Those responsibilities include establishing, monitoring, and enforcing risk limits that are consistent with the Companys objectives. This position will support...
Treasury Analyst II (Ref: 17889)	GMAC Mortgage	Americas, United States Fort Washington	06/08/2011
see details hide details Position Summary: Seeking new analyst for the Global Banking Relationships team within the Structured Funding Group. The Global Banking Relationships team is responsible for : Managing communication with banks Coordinating credit requests and other business activities with banks Preparing reporting on credit capacity and fees paid Preparing reporting materials for...
Sr. Compliance Analyst-AML NAM (Ref: 11014591)	Citigroup	Americas, United States New York	06/03/2011
see details hide details Senior Analysts are located in each of the regional GIU locations as well as in the "headquarters" Global Coordination function. The Regional Senior Analyst is responsible for reviewing the customer case container, reviewing associated alerts, conducting research, documenting the investigations, and providing initial recommendations and dispositions with supporting reasons for...
Compliance Officer-AML GIU (Ref: 11014593)	Citigroup	Americas, United States New York	06/03/2011
see details hide details Senior Analysts are located in each of the regional GIU locations as well as in the "headquarters" Global Coordination function. The Regional Senior Analyst is responsible for reviewing the customer case container, reviewing associated alerts, conducting research, documenting the investigations, and providing initial recommendations and dispositions with supporting reasons for...
Institutional Clients Group (ICG) Finance, Basel Lead Analyst - VP (Ref: 11020007)	Citigroup	Americas, United States New York	05/25/2011
see details hide details Citi's Institutional Clients Group Financial Control unit seeks an Analyst to support the global rollout of key control processes in support of Basel II regulatory compliance, Risk Weighted Asset (RWA) Glidepath goals and other Federal regulatory reporting. Basel II functions will include:- Participating in meetings as a Finance representative,- Working with...
Sales Assistant - Institutional Equity Sales (Ref: 11019374)	Citigroup	Americas, United States New York	05/19/2011
see details hide details Sales Assistance:-Assist sales with collating information for clients (morning call, break-in news during the day, earnings and other daily functions).-Respond to client needs (models, research)-Work closely with Research analysts to help distribute their content to our key customers-Conferences - gather information and provide to clients. -Enter requests, track assigned meetings, provide...